Legal & Compliance Officer

Job Descriptions

• The Legal & Compliance Officer supports the firm in meeting its regulatory, legal, and governance obligations as a SEC-licensed Fund/Portfolio Manager.
• The role ensures compliance with SEC Nigeria Rules, ISA 2007/2025, AML/CFT regulations, and internal policies.
• The officer also provides legal advisory, prepares and reviews transaction documents, manages regulatory filings, and serves as a key interface between the firm and regulators (SEC, NFIU, FIRS, CAC, etc.).
• This is a hands-on role requiring strong analytical skills, attention to detail, and the ability to interpret and apply financial regulations.
• What You'll Do
• Lead SEC regulatory filings (Daily, QMR, AUM, Annual).
• Draft and negotiate complex investment agreements (IMAs, SLAs, NDAs).
• Act as the primary interface for SEC, NFIU, and CAC.
• Drive the AML/CFT and KYC/CDD framework.