Legal and Compliance Officer

Role Overview

• The Legal & Compliance Officer will be responsible for ensuring that Blackaion Capital Management Limited operate within the legal and regulatory frameworks governing their respective industries.
• This role will oversee compliance with financial regulations, corporate governance standards, contract management, regulatory licensing, operational compliance and risk management processes.

Responsibilities
Legal Advisory & Contract Management:

• Draft, review, and negotiate contracts, agreements, and other legal documents for both
• Blackaion Capital and Swap Station Mobility.
• Provide legal opinions on company operations, business transactions, and strategic initiatives.
• Ensure contract compliance with applicable laws, regulations, and internal policies.
• Support dispute resolution and litigation management when necessary.

Regulatory Compliance:

• Support and monitor compliance with SEC rules and regulations applicable to Blackaion Capital’s activities.
• Maintain an up-to-date knowledge of regulatory developments and proactively advise management on potential impact.

Governance & Risk Management:

• Support the development, implementation and monitoring of internal compliance policies and procedures.
• Support the management with governance matters, including shareholder agreements and corporate filings.
• Support compliance training for staff.

Stakeholder Engagement:

• Support / Act as liaison with regulators, e.g CAC, SEC, PenCom, tax authorities, etc.
• Manage relationships with external legal counsel when required.
• Provide compliance support to investors, partners and financial institutions during due diligence processes.