Additional Details
Application Deadline
28 August 2026, 11:59 PM WAT (Expired)
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Job Description
Job Descriptions
- The Legal & Compliance Officer supports the firm in meeting its regulatory, legal, and governance obligations as a SEC-licensed Fund/Portfolio Manager.
- The role ensures compliance with SEC Nigeria Rules, ISA 2007/2025, AML/CFT regulations, and internal policies.
- The officer also provides legal advisory, prepares and reviews transaction documents, manages regulatory filings, and serves as a key interface between the firm and regulators (SEC, NFIU, FIRS, CAC, etc.).
- This is a hands-on role requiring strong analytical skills, attention to detail, and the ability to interpret and apply financial regulations.
- What You'll Do
- Lead SEC regulatory filings (Daily, QMR, AUM, Annual).
- Draft and negotiate complex investment agreements (IMAs, SLAs, NDAs).
- Act as the primary interface for SEC, NFIU, and CAC.
- Drive the AML/CFT and KYC/CDD framework.
Requirements
Requirements
- LLB / BL with 3–6 years of experience in Asset Management, Fund Management, or Investment Banking.
- Proven track record of handling SEC Nigeria rules and filings.
- High integrity and the ability to work independently in a fast-paced environment.
How to Apply
- Click the Employer's button to apply.
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- Prepare for common recruitment tests such as the Watson Glaser by practising freely on our platform here.
- After applying, track your application progress and send follow-up emails directly from your Thrive dashboard here.
The Thrive Team wishes you the very best.
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