Legal and Compliance Analyst

Sankore is an investment and advisory firm that provides an array of wealth and fund management services to individuals and institutions.

About the Role

• The Analyst, Legal and Compliance role supports the organization's efforts to ensure compliance with regulatory requirements, mitigate compliance risks, and promote a culture of ethical business practices.
• This position involves monitoring regulatory developments, supporting training initiatives, and collaborating with internal stakeholders to address compliance-related issues.
• The role also includes maintaining accurate records and assisting with regulatory reporting and audits to uphold the organization's commitment to integrity and compliance.

Key Responsibilities
Documentation and Record Management:

• Maintain compliance-related documentation, records, and databases to ensure accuracy, completeness, and accessibility for regulatory purposes.
• Regularly update compliance records to reflect organizational and regulatory changes.
• Provide support during regulatory examinations and audits, ensuring preparedness and compliance.

Regulatory Reporting and Filings:

• Support the preparation and submission of regulatory filings, disclosures, and reports to ensure timeliness and accuracy.
• Maintain proper documentation for all regulatory reporting obligations.

Compliance Training and Awareness:

• Assist in the development and delivery of compliance training programs for employees.
• Collaborate with legal, risk management, and business units to address compliance issues and implement remediation plans.
• Promote a culture of compliance by raising awareness of regulatory requirements and ethical business practices.
• Recommend enhancements to improve compliance effectiveness and efficiency