Additional Details
Application Deadline
18 November 2026, 11:59 PM WAT
(22 days left)
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Job Description
Job Descriptions
- Lead and manage all SEC regulatory filings, including daily, quarterly management reports (QMR), Assets Under Management (AUM), and annual submissions.
- Draft, review, and negotiate sophisticated investment agreements such as Investment Management Agreements (IMAs), Service Level Agreements (SLAs), and Non-Disclosure Agreements (NDAs).
- Serve as the primary point of contact and interface with regulatory authorities including the Securities and Exchange Commission (SEC), Nigerian Financial Intelligence Unit (NFIU), and Corporate Affairs Commission (CAC).
- Develop, implement, and oversee the firm's Anti-Money Laundering (AML)/Combating the Financing of Terrorism (CFT) and Know Your Customer (KYC)/Customer Due Diligence (CDD) frameworks.
Requirements
Requirements
- An LL.B/BL degree from a recognized institution.
- 3-6 years of progressive experience in a legal or compliance role within the Asset Management, Fund Management, or Investment Banking sectors.
- Demonstrable expertise in navigating and ensuring compliance with SEC Nigeria rules and managing associated regulatory filings.
- Exceptional integrity, strong ethical compass, and the ability to work autonomously and effectively in a dynamic, fast-paced environment.
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The Thrive Team wishes you the very best.
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